- Professional
- Optionales Büro in Nashville
Description
Who We Are
Thread Bank is a digital-first financial technology community bank that aims to enhance customer engagement through innovative solutions. Thread Bank offers a modern website, a CRM system, and a mobile app to simplify banking for businesses and individuals. Our embedded banking solution helps business technology platforms provide secure banking experiences. We also partner with other banks, credit unions, and FinTechs to integrate compliant financial solutions. Thread Bank values innovation, collaboration, and flexibility, offering excellent benefits and a family-friendly culture.
What We Are Looking For
The Staff Auditor performs audits of financial, operational, and compliance areas to ensure adherence to company policies, regulatory requirements, and sound business practices. This role is responsible for executing audit procedures under the direction of senior auditors or audit management, identifying control deficiencies, and preparing clear workpapers. Successful candidates
should also have strong project management, process improvement, and analytical skills.
What you'll do
• Work in conjunction with outsourced partners.
• Execute plan to audit Fintech partners in areas such as financial reporting, compliance, BSA, and information security.
• Maintain appropriate audit records and documentation including that workpapers adequately document the internal audit work performed and support the audit.
• Provide assistance during external audits and regulatory examinations.
• Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and Bank policies or procedures.
• Effectively communicate audit results and recommendations to Senior Auditor and Director of Internal Audit.
• Proactively inform the director of internal audit of significant risks or exposures related to internal controls, compliance, and/or governance requiring prompt attention.
• Review financial and management information systems.
• Perform test on both the functioning of specific internal control procedures and transactions
• Perform review on established systems for ensuring codes of conduct, compliance with regulatory and legal requirements, and the implementation of procedures and policies
• Perform special investigations and test the timeliness and reliability of the regulatory reporting.
• Help draft audit reports for review.
Qualifications
• Minimum of 1-2 years of banking/financial service-related experience.
• Preference to candidates with financial reporting or bank compliance experience.
• Bachelor’s degree from an accredited university in Finance, Accounting, Management Information Systems or related Business Management field.
• Working toward professional certification (CPA, CIA, CISA) is a plus.
• Proficient with Microsoft Office.
• Ability to read, analyze, and interpret request documents.
• Ability to write basic reports and correspondence with bank management.
• Ability to communicate effectively with bank employees, independent directors, and applicable third parties and partners.
Employee must be able to perform essential functions of the position and, if requested, Thread Bank
will make reasonable accommodations to enable employees with disabilities to perform the essential
functions of their job, absent undue hardship, in accordance with the ADA.
Thread Bank is an Equal Opportunity Employer. Thread Bank does not discriminate on the basis of
race, religion, color, sex, gender identity, sexual orientation, age, non-disqualifying physical or
mental disability, national origin, veteran status or any other basis covered by appropriate law.
All employment is decided on the basis of qualifications, merit, and business need.
By submitting your application, you give Thread Bank permission to email, call, or text you using
the contact details provided. We will only contact you with job-related information.
