Head of AML Quality Assurance Program bei UBS Group AG

Are you able to drive execution of multiple priorities (both tactical and strategic)? Do you want to work closely with senior management on maintaining a strong AML/KYC control environment?

We’re looking for a Head of AML Quality Assurance Program to:
• develop and implement a comprehensive Quality Assurance (QA) strategy across Know Your Client (KYC) and Anti-Money Laundering (AML) requirements, for the US Wealth Management business.
• lead a team to optimize the operation of the overall (QA) program for first-line business including ongoing sample-based testing of key operational processes as well as ad-hoc testing as required.
• confirm identified errors are clearly communicated to business and operational stakeholders, and remediated within required timeframes
• coordinate the production of comprehensive reporting of QA results to various audiences including business stakeholders and Compliance partners.
• appropriately escalate notable trends; and work across functions to provide input to resultant process enhancement efforts.

Detailed salary information:
• Weehawken: the salary range for this role is $135000 to $175000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Weehawken

Full Time

United States - New Jersey

Operations

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS Business Solutions SA
UBS Recruiting

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

You'll be joining our Business AML Organization (BAMLO) team, which focuses on driving strategy, implementation, and oversight for the AML program within the US Wealth Management business. This role is based out of Weehawken. We work collaboratively with our business partners, WM field leadership, and Second Line Compliance partners to ensure that our Financial Advisors serve their clients in accordance with regulatory requirements.

• ideally 7+ years’ experience in wealth management and KYC/AML and/or a good understanding of operational processes in financial services
• proven success as people manager; define clear deliverables, foster accountability, inspire excellence
• strong data management skills; ability to derive clear and actionable insights from data-based analysis
• highly effective written and verbal communication skills and experience presenting to a senior audience.
• excellent attention to detail
• strong technical skills with Excel, PowerPoint; knowledge of Visio or Tableau a plus
• highly organized with ability to manage team to complete deliverables on time across multiple, evolving business priorities

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

US Only: The expected salary range for this role is $135000 to $175000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.