Project Manager - Compliance at Raymond James Financial
Raymond James Financial · Saint Petersburg, United States Of America · Onsite
- Professional
- Office in Saint Petersburg
%3Cp class=%22MsoNormal%22 style=%22background: #D9D9D9; mso-background-themecolor: background1; mso-background-themeshade: 217;%22%3E%3Cstrong%3E%3Cspan style=%22font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri; color: #2f6c94;%22%3EKnowledge, Skills, and Abilities%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cstrong%3E%3Cspan style=%22font-size: 10.0pt; font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri;%22%3EAdvanced Knowledge of:%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Ctable class=%22MsoNormalTable%22 style=%22border-collapse: collapse; mso-table-layout-alt: fixed; border: none; mso-border-alt: solid windowtext .5pt; mso-yfti-tbllook: 1184; mso-padding-alt: 0in 5.4pt 0in 5.4pt; mso-border-insideh: .5pt solid windowtext; mso-border-insidev: .5pt solid windowtext;%22 border=%221%22 width=%22100%%22 cellspacing=%220%22 cellpadding=%220%22%3E%0A%3Ctbody%3E%0A%3Ctr style=%22mso-yfti-irow: 0; mso-yfti-firstrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l19 level1 lfo2; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3ECompliance processes and regulatory expectations.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 1;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l19 level1 lfo2; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EConcepts, practices, and procedures of securities industry and/or banking compliance. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 2;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l19 level1 lfo2; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EInvestment concepts, practices and procedures used in the securities industry. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 3;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l19 level1 lfo2; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EPrinciples of banking and finance and securities industry operations. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 4; mso-yfti-lastrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l19 level1 lfo2; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EFinancial markets and products.%3Cspan style=%22mso-spacerun: yes;%22%3E%26nbsp; %3C/span%3E%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3C/tbody%3E%0A%3C/table%3E%0A%3Cp class=%22MsoNormal%22%3E%26nbsp;%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cstrong%3E%3Cspan style=%22font-size: 10.0pt; font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri;%22%3ESkill in:%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Ctable class=%22MsoNormalTable%22 style=%22border-collapse: collapse; mso-table-layout-alt: fixed; border: none; mso-border-alt: solid windowtext .5pt; mso-yfti-tbllook: 1184; mso-padding-alt: 0in 5.4pt 0in 5.4pt; mso-border-insideh: .5pt solid windowtext; mso-border-insidev: .5pt solid windowtext;%22 border=%221%22 width=%22100%%22 cellspacing=%220%22 cellpadding=%220%22%3E%0A%3Ctbody%3E%0A%3Ctr style=%22mso-yfti-irow: 0; mso-yfti-firstrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l0 level1 lfo4;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EProject management methodologies, tools, and practices.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 1;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l1 level1 lfo5;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EPreparing oral and/or written reports.%3Cspan style=%22mso-spacerun: yes;%22%3E%26nbsp; %3C/span%3E%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 2;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l2 level1 lfo6;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EInvestigating issues and irregularities.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 3;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l3 level1 lfo7;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EMaking rule-based and analytical decisions.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 4;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l4 level1 lfo8;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EStrong verbal and written communication.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 5; mso-yfti-lastrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l5 level1 lfo9;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EOperating standard office equipment and using required software applications.%3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3C/tbody%3E%0A%3C/table%3E%0A%3Cp class=%22MsoNormal%22%3E%26nbsp;%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cstrong%3E%3Cspan style=%22font-size: 10.0pt; font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri;%22%3EAbility to:%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Ctable class=%22MsoNormalTable%22 style=%22border-collapse: collapse; mso-table-layout-alt: fixed; border: none; mso-border-alt: solid windowtext .5pt; mso-yfti-tbllook: 1184; mso-padding-alt: 0in 5.4pt 0in 5.4pt; mso-border-insideh: .5pt solid windowtext; mso-border-insidev: .5pt solid windowtext;%22 border=%221%22 width=%22100%%22 cellspacing=%220%22 cellpadding=%220%22%3E%0A%3Ctbody%3E%0A%3Ctr style=%22mso-yfti-irow: 0; mso-yfti-firstrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l6 level1 lfo10;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EFacilitate information gathering sessions ensuring that all viewpoints, ideas and problems are included in the project specifications. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 1;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l7 level1 lfo11;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EAttend to detail while maintaining a big picture orientation. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 2;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l8 level1 lfo12;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EEnsure that all project activities have a focus on quality and adhere to any identified best practices. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 3;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l9 level1 lfo13;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EResolve complex analytical challenges, independently analyze information, and make recommendations based on analysis. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 4;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l10 level1 lfo14;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EWork independently as well as collaboratively within a team environment. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 5;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l11 level1 lfo15;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EPrioritize and manage multiple projects simultaneously in a fast-paced, dynamically changing work environment. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 6;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l12 level1 lfo16;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3ERead, analyze, interpret and apply information from common industry journals, financial reports, and legal documents. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 7;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l13 level1 lfo17;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EInterpret and apply policies in order to identify and recommend changes. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 8;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l14 level1 lfo18;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3ELead others to provide a high level of customer service. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 9;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l15 level1 lfo19;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EPartner with other functional areas to accomplish objectives. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 10;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l16 level1 lfo20;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EEstablish and maintain effective working relationships at all levels of the organization, including negotiating resources. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3Ctr style=%22mso-yfti-irow: 11; mso-yfti-lastrow: yes;%22%3E%0A%3Ctd style=%22width: 100.0%; border: none; padding: 0in 5.4pt 0in 5.4pt;%22 valign=%22top%22 width=%22100%%22%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l17 level1 lfo21;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EIncite enthusiasm and influence, motivate and persuade other to achieve desired outcomes without organizational authority. %3C/span%3E%3C/p%3E%0A%3Cp class=%22ulli%22 style=%22margin-left: 13.5pt; text-indent: -.25in; mso-list: l17 level1 lfo21;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EFormulate and implement department strategies consistent with long-term company goals. %3C/span%3E%3C/p%3E%0A%3C/td%3E%0A%3C/tr%3E%0A%3C/tbody%3E%0A%3C/table%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cspan style=%22font-size: 14.0pt; mso-bidi-font-size: 12.0pt; color: #2f6c94;%22%3E%26nbsp;%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22background: #D9D9D9; mso-background-themecolor: background1; mso-background-themeshade: 217;%22%3E%3Cstrong%3E%3Cspan style=%22font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri; color: #2f6c94;%22%3EEducational/Previous Experience Requirements%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l18 level1 lfo3; tab-stops: list .25in left .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol; color: black;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EBachelor%26rsquo;s Degree (B.A./B.S.) in a related discipline and a minimum of six (6) years of experience in the financial services industry, compliance, or risk management.%3Cspan style=%22mso-spacerun: yes;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22text-align: center; mso-pagination: none; tab-stops: .4in 5.0in 5.5in 5.85in 6.1in;%22 align=%22center%22%3E%3Cspan style=%22font-size: 10.0pt;%22%3E~or~%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22margin-left: .25in; text-indent: -.25in; mso-pagination: none; mso-list: l18 level1 lfo3; tab-stops: list .25in left .4in 5.0in 5.5in 5.85in 6.1in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol; color: black;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt;%22%3EAny equivalent combination of experience, education, and/or training approved by Human Resources.%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cspan style=%22font-size: 14.0pt; mso-bidi-font-size: 12.0pt; color: #2f6c94;%22%3E%26nbsp;%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cspan style=%22font-size: 14.0pt; mso-bidi-font-size: 12.0pt; color: #2f6c94;%22%3E%26nbsp;%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22background: #D9D9D9; mso-background-themecolor: background1; mso-background-themeshade: 217;%22%3E%3Cstrong%3E%3Cspan style=%22font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri; color: #2f6c94;%22%3ELicenses/Certifications%3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Cp class=%22MsoListParagraphCxSpFirst%22 style=%22mso-add-space: auto; text-indent: -.25in; line-height: 107%; mso-list: l20 level1 lfo1; margin: 0in 0in 8.0pt .25in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; line-height: 107%; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt; line-height: 107%;%22%3ENone Required.%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoListParagraphCxSpLast%22 style=%22mso-add-space: auto; text-indent: -.25in; line-height: 107%; mso-list: l20 level1 lfo1; margin: 0in 0in 8.0pt .25in;%22%3E%3C!-- [if !supportLists]--%3E%3Cspan style=%22font-size: 10.0pt; line-height: 107%; font-family: Symbol; mso-fareast-font-family: Symbol; mso-bidi-font-family: Symbol;%22%3E%3Cspan style=%22mso-list: Ignore;%22%3E%26middot;%3Cspan style=%22font: 7.0pt %27Times New Roman%27;%22%3E%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp;%26nbsp; %3C/span%3E%3C/span%3E%3C/span%3E%3C!--[endif]--%3E%3Cspan style=%22font-size: 10.0pt; line-height: 107%;%22%3EAdditional licenses/certifications demonstrating the candidate%26rsquo;s knowledge/expertise in industry regulation and concepts preferred.%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22 style=%22background: #D9D9D9; mso-background-themecolor: background1; mso-background-themeshade: 217;%22%3E%3Cstrong%3E%3Cspan style=%22font-family: %27Calibri%27,sans-serif; mso-fareast-font-family: Calibri; color: #2f6c94;%22%3ETravel %3C/span%3E%3C/strong%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cspan style=%22font-size: 10.0pt;%22%3ENone Required%3C/span%3E%3C/p%3E%0A%3Cp class=%22MsoNormal%22%3E%3Cspan style=%22color: #2f6c94;%22%3E%26nbsp;%3C/span%3E%3C/p%3E
*!