- Professional
- Office in Mumbai
Your role
• Are you able to assist the Front Line Origination Units on matters/queries related to AML, KYC, SOW and SOW Corroboration.
• Are you able to assist the Front Line Origination Units on matters/queries related to Anti-Fraud, Investment Suitability and Cross Border requirements.
• Are you able to evaluate, interpret and challenge complex information carefully?
• Are you trustworthy in maintaining high business standards, while driving the business forward?
• Do you know how to organize and prioritize your work to meet key deadlines?
• Are you able to challenge colleagues in a constructive way?
• Are you a self-starter within initiative, able to own and drive complex projects, while keeping management informed of regular progress?
We are looking for a high caliber individual with these qualities to be part of our Global Wealth Management (GWM) Front Line Support in Airoli, Mumbai.
City
Job Type
Country / State
Function Category
Join us
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
Your team
FLS is responsible for executing ex-post controls as part of GWM Control Framework. We execute regular controls and perform regular analysis over the controls and share the outcome with relevant stakeholders as appropriate.
In addition, we provide regular advice and/or training to the Business to help enhance the overall quality and process adherence in the 1st Line of Defense
Your expertise
– Good knowledge in investment products (FX, Derivatives, Bonds, Structures, Equities) and requirement in areas of Investment Suitability
– Good knowledge in Cross Border, AML & KYC related requirements.
– Clear communicator, with exceptional interpersonal skills and a good listening skill
– creative approach to problem solving & challenging existing processes to drive improvements
– Proactive, independent, client-Oriented and well-organized Individual with critical thinking skills
– proficient in basic Microsoft applications
About us
We have a presence in all major financial centers in more than 50 countries.