Client Onboarding – Approvals Specialist bei UBS Group AG
UBS Group AG · Raleigh, Vereinigte Staaten Von Amerika · Onsite
- Professional
- Optionales Büro in Raleigh
Your role
Are you organized and detail oriented? Do you see opportunity when faced with a challenging problem, and are you willing to deep dive to identify solutions and deliver results?
We are seeking a KYC Approver to join our Global Banking Client Onboarding team. This role is responsible for performing quality assurance (QA) reviews on KYC onboarding cases to ensure compliance with internal polices and regulatory requirements. The ideal candidate will bring expertise in AML/KYC standards along with an understanding of capital markets and advisory within investment banking.
Key Responsibilities include :
•Perform QA reviews of client onboarding profiles to ensure accuracy, completeness, and compliance with internal policies and AML/KYC standards
•Partner with case analysts to resolve issues identifies during the review process, ensuring cases progress efficiently under compressed timelines
•Develop a strong understanding of internal policies and procedures and act as a resource to the case analysts
•Collaborate with stakeholders across Compliance, Business, and Operations to effectively resolve issues and ensure onboarding cases are completed efficiently and on time
•Lead periodic sessions with case analysts to review completed work, identify trends and data quality issues, and promote continuous learning through training and awareness discussions
•Contribute to continuous improvement by identifying process enhancements and promoting best practices
We are seeking a KYC Approver to join our Global Banking Client Onboarding team. This role is responsible for performing quality assurance (QA) reviews on KYC onboarding cases to ensure compliance with internal polices and regulatory requirements. The ideal candidate will bring expertise in AML/KYC standards along with an understanding of capital markets and advisory within investment banking.
Key Responsibilities include :
•Perform QA reviews of client onboarding profiles to ensure accuracy, completeness, and compliance with internal policies and AML/KYC standards
•Partner with case analysts to resolve issues identifies during the review process, ensuring cases progress efficiently under compressed timelines
•Develop a strong understanding of internal policies and procedures and act as a resource to the case analysts
•Collaborate with stakeholders across Compliance, Business, and Operations to effectively resolve issues and ensure onboarding cases are completed efficiently and on time
•Lead periodic sessions with case analysts to review completed work, identify trends and data quality issues, and promote continuous learning through training and awareness discussions
•Contribute to continuous improvement by identifying process enhancements and promoting best practices
City
Raleigh
Job Type
Full Time
Country / State
United States - North Carolina
Function Category
Operations
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You will be part of the Global Banking Client Onboarding Team, supporting capital market transactions across the investment bank. Our team plays a critical role in ensuring clients are onboarded in line with AML/KYC requirements while enabling the business to meet demanding transaction timelines. This role offers the opportunity to collaborate closely with analysts, compliance, and other internal partners, while building expertise in investment banking products and client due diligence.
Your expertise
•Bachelor’s degree, preferably in Finance, Business, Economics, or a related field.
•3+ years of experience in AML/KYC client onboarding, preferably within an investment bank or other financial institution
•understanding of AML/KYC regulatory frameworks, client due diligence, and onboarding practices
•analytical skills with the ability to interpret complex client structures and identify gaps or inconsistencies.
•clear and concise written and verbal communication skills, with the ability to explain requirements and findings to stakeholders
•ability to operate effectively in a fast-paced environment with time-sensitive deliverables
•collaborative with strong communication and problem-solving skills
•detail-oriented, resourceful, and able to quickly adapt to internal policies and procedures
•3+ years of experience in AML/KYC client onboarding, preferably within an investment bank or other financial institution
•understanding of AML/KYC regulatory frameworks, client due diligence, and onboarding practices
•analytical skills with the ability to interpret complex client structures and identify gaps or inconsistencies.
•clear and concise written and verbal communication skills, with the ability to explain requirements and findings to stakeholders
•ability to operate effectively in a fast-paced environment with time-sensitive deliverables
•collaborative with strong communication and problem-solving skills
•detail-oriented, resourceful, and able to quickly adapt to internal policies and procedures
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
We have a presence in all major financial centers in more than 50 countries.
