Hybrid Wealth Management OPC Senior Analyst Wealth Management OPC Senior Analyst with verification
BNP Paribas Wealth Management · Porto, Porto, Portugal (Remote) · nan, · Hybrid
About the job
Reporting directly to PIMH OPC Team Leader and functionally to WM OPC Team based in Switzerland, the main mission relates with the implementation of the Group policy of the Operational Permanent Control Framework within the Business. Her/his main tasks are the execution of controls and GCL (Generic Control Library) on onshore WM Switzerland activities.
Your Main Activities Are
- Controls performance and procedures:
- To adapt and contribute to the up-to-date of the procedures and control methodologies with 1st LoD Generic Control Plans, procedures and new regulatory requirements, new products or processes
- To perform the defined Key Surveillance Points (KSPs):
- The annual control plan – Generic Control Plan WM defined by WM CH OPC.
- The specific controls related to activities required by WM CH OPC.
- The challenging and monitoring the results of the Managerial controls.
- To analyse the control results and to participate in the definition and the follow-up of implementation of action plans in order to strength the WM CH OPC framework.
- To ensure that control results are reviewed and analysed by the Entity Management and when relevant by operational teams / relevant stakeholders and that remediation action plans are defined when needed.
- Risk & Controls Self-Assessment:
- To identify and to assess risks of the Métier in order to define and to perform the adequate controls
- To follow-up risks, anomalies that were identified and remedial actions and to report achievements on a regular basis to operational managers, Management body in the Métier
- Incidents management:
- To participate in the identification and analysis of the incidents reported by the Business Managers and upload of historical incidents in the tool
- To define action plans with local experts , and to implement and to follow-up them
- To alert the management and the independent control functions if needed on key incidents
- To define the local Potential Incidents (if applicable)
- Findings, recommendations and permanent control actions:
- To coordinate the follow-up and guarantee the implementation of audit recommendations and of Permanent Control Actions
- To report the implementation and to escalade when necessary
- Organization and reports:
- To contribute to disseminate a risk management culture and to support the Métier for the control and the knowledge of Operational Risk and Permanent Control
- To alert and escalate to the relevant level of management as well as to the relevant independent control functions any operational risk incident and/or any recurring weakness
- To conduct training sessions related to operational risk – permanent control
- To contribute or prepare and to organize the validation of the regular reports
- To contribute actively to any Committee on Operational Risks and Permanente Control Committees
- Undergraduate degree in Economy, Finance or similar with experience in banking environment
- An understanding of the concept of Risk Management and experience in the area of Operational Risk & Control is mandatory
- Knowledge of financial instruments
- Capacity for analysis and synthesis with rigor delivering quickly and frequently high quality documents within deadlines, multitasks management
- Proactive and initiative capacities, reliability, autonomy and dynamism with strong organization
- Communication skills (orally and writing),, open minded and , team player
- Ability to build network working relationships with various stakeholders
- Good knowledge of Office tools (Word, Excel, Power Point)
- English Mandatory
- Leading banking institution
- Our presence in Portugal
- International reach
- Retail Banking, a division that brings together all of the Group’s retail activities and specialised business lines;
- Investment & Protection Services that include specialised businesses offering a wide range of savings, investment and protection services;
- Corporate & Institutional Banking division that offers tailored financial solutions for corporate and institutional clients.
- Diversity and Inclusion commitment
- Commitment towards work/life balance
- Remote Working Conditions
To find out more on why you should join BNP Paribas visit https://bnpp.lk/why-BNP-Paribas-Portugal
- Please note that only applications submitted in English will be considered.
- In case you are selected for this role, further documentation will be requested to support your hiring process.