Client Operations Associate - Trading (Unlicensed) presso Great Waters Financial, LLC

Description

The Client Operations Associate - Trading is responsible for executing trades within client accounts under our management and assisting the broader Client Operations team as needed. The ideal candidate will play a key part in ensuring seamless trade execution while also stepping in to support other operational functions as needed. Day-to-day responsibilities include rebalancing accounts to maintain portfolio tolerance, buying and selling securities within accounts for incoming and outgoing money movement requests, and collaborating with other roles to improve process efficiencies. 

You are:

• Capable of handling a high volume of work with precision 
• Able to juggle multiple priorities at once while meeting competing deadlines
• Someone with an ownership mentality, a self-starter and able to work independently
• Someone who enjoys detailed processes and documentation
• Able to understand the impact of the role and how your responsibilities fit within the overall client and team experience 
• Able to quickly achieve proficiency in Great Waters Financial’s portfolio management system and custodian online platforms (Schwab, Eclipse, and Salesforce)

Responsibilities: 

• Facilitate trades and portfolio maintenance within Eclipse (trading software)
• Complete daily trade reconciliations
• Complete ad-hoc requests regarding model performance 
• Complete weekly tolerance audits and partner with Advisors to troubleshoot accounts that fall out of tolerance 
• Complete trades for quarterly billing 
• Collaborate with and assist the broader Client Operations team as needed

Requirements

• Bachelor’s degree or equivalent combination of Associate’s degree plus relevant work experience (Business, Finance, or Accounting majors preferred).
• Experience working with a CRM, portfolio management software, and/or trading software preferred.

The salary range for this role is $50,000.00 - $62,000.00 annually. In addition, Great Waters offers employees a 401k plan with an employer matching schedule, Medical, Dental, and Vision insurance, 10 paid company Holidays, an annual wellness stipend, and paid-time off. This position is eligible for a discretionary annual bonus driven by organization and individual performance.