Compliance - Manager presso Petra Funds Group

Petra Funds Group is a single source provider for the fund administration and fund infrastructure needs of Private Equity and Debt Funds. At Petra, we enable fund managers to focus on the tasks that add the most value to their businesses and leave the rest to us.

Petra is made up of highly experienced professionals across the US and Europe. In a business where accuracy and timeliness are paramount, having a deep bench who have spent years working inside of asset managers is what truly differentiates us.

Our foundation is built on trust, experience, and uncompromising accuracy. Our people are experts. We work collaboratively. We are relentless in our process and put attention to detail first.

What You Will Do:

The Compliance Manager / Senior Compliance Manager will join Petra’s Compliance Team in assisting private equity, private credit and venture capital investment adviser clients in developing and maintaining robust compliance programs as required by the U.S. Securities and Exchange Commission (SEC) and the Investment Advisers Act of 1940.

Key Responsibilities:

• Develop compliance policies and procedures for private equity, private credit and venture capital registered as investment advisers or exempt reporting advisers
• Lead clients through SEC registration and reporting processes
• Manage and file regulatory filings including Form ADV and Form PF
• Prepare and update tailored compliance manuals and codes of ethics
• Conduct annual 206(4)-7 examinations and written reports
• Administer testing of clients’ compliance controls and reporting such as personal trading, electronic communications and political contributions
• Review marketing materials
• Monitor regulatory changes and present updates to clients
• Assist with anti-money laundering and know-your-customer reviews
• Develop and present compliance training
• Assist clients with tailored compliance questions

What You’ll Need:

• At least 5 years of direct compliance experience consulting for or working within a private equity, private credit or venture capital investment adviser
• Advanced knowledge of the Investment Advisers Act of 1940 and state laws, knowledge of the Investment Company Act of 1940 and FINRA broker dealer regulations is a plus
• Ability to independently manage client relationships with the support of Petra’s Compliance Team
• Proficient in using the FINRA Gateway and using other compliance reporting platforms
• Excellent oral and written communication skills
• Natural attention to detail and multi-tasking capabilities

Salary Range
At Petra Funds Group, we are committed to transparency and equity in our hiring practices. The compensation range for this position is $92,000 - $153,000 per year. This range represents the base salary only. Actual pay will depend on factors such as qualifications, experience, and skills.

How We Care 

We believe people do their best work when they feel supported — personally and professionally. That’s why we offer a comprehensive benefits package that reflects our commitment to your well-being. Our perks include: 

• 90% covered medical, dental, and vision insurance premiums to help you stay healthy without financial strain. 

• Fully funded Health Savings Account (HSA) employer contributions up to the IRS maximum — available to employees enrolled in our high-deductible health plan. * 

• 401(k) employer match at 100% of your contributions up to 5% of compensation, with immediate vesting, so you start building long-term savings right away. 

• Flexible paid time off to recharge, travel, or take care of what matters most. 

• Generous holiday calendar to ensure you have time to rest, reflect, and celebrate throughout the year.  

• Hybrid work environment that offers flexibility and supports work-life balance. 

• Certified Great Place to Work®, based on direct employee feedback about our culture, trust, and workplace experience. 

*Funded amount is prorated for new hires.

What We’re Proud Of

We’re proud of many milestones, but we’re especially honored by the recognition we’ve received for our workplace experience: 

• Certified Great Place to Work®, based on direct feedback from our employees about trust and overall culture. 
• Fortune Best Medium Workplaces™ and Best Financial Services & Insurance Workplaces™, highlighting our commitment to building an environment where people thrive.