Analyst II – Regulatory & Operational Reporting presso Edward Jones
Edward Jones · St. Louis, Stati Uniti d'America · Hybrid
- Professional
- Ufficio in St. Louis
Opportunity Overview
The Regulatory & Operational Reporting department strives to be trusted experts that protect the firm and ensure value through leading the firm's regulatory reporting and compliance, including management of regulator relationships. The team is also responsible for partnering with key stakeholders across the firm to assess, design, implement, and improve controls critical to operational, financial and regulatory performance.
Key Responsibilities:
- Support and influence decision making by proactively analyzing and interpreting regulatory and operational data
- Continuous evaluation of processes for improvement
- Record and review monthly regulatory and operational results
- Perform the customer reserve calculation and prepare regulatory filings, ensuring accuracy and completeness that is critical to firm operations and compliance with regulations
- Support external and internal audits and regulatory exams
- Oversee 17a-5 control framework
- Collaborate with the team regarding key regulatory project initiatives
- Develop relationships with key stakeholders across the Finance and Operations divisions
Position Type
Position Schedule
EEO Statement
Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
Posting Location
Company Description
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.
External Flexible Work Option(s)
Awards and Accolades
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones
Country
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Position Requirements
- 4+ years of relevant experience in accounting or finance
- Bachelor's degree with emphasis in accounting or finance
- Proficiency with Microsoft Office
- Series 27 license required within 1 year of hire
- Highly qualified candidates will have demonstrated experience in the following:
- Critical thinking and problem resolution
- Drive to understand the how and why of end-to-end processes
- Continuous learning mindset, independently challenging status quo
- Financial services or brokerage industry experience
- Professional license, or working towards designation
- Working knowledge of PeopleSoft Financials and/or Broadridge
- Working knowledge of Microsoft PowerBI or similar platform
**Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.**
Current INTERNAL home-based associates: While this role is posted as hybrid, if selected and accepted, you may retain your home-based status. Edward Jones intends in good faith to continue offering the role as home-based, though future business or regulatory needs may require on-site work.