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Regulatory Reporting Manager presso Information Technology

Information Technology · Wrexham, Regno Unito · Hybrid

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Are you ready to make an impact at DTCC?

Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.
 

Pay and Benefits:
 

  • Competitive compensation, including base pay and annual incentive
  • Comprehensive health and life insurance and well-being benefits, based on location
  • Pension / Retirement benefits
  • Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
  • DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

 

The Impact you will have in this role:


The Regulatory Reporting Associate Director position is mainly responsible for managing a global team on business processes, implementing and improving global consistency across multiple reporting jurisdictions, including driving business metric reporting and data quality exercises. The role involves building relationships with General Managers, Risk, System Directors, Technology and Quality Assurance teams

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Your Primary Responsibilities:

 

  • Oversee, monitor, review and implement controls for each business line. Align these globally for a consistent approach for each jurisdiction.
  • Track and report key performance indicators. Provide commentary on trends. Reporting metrics to include but not limited to open positions, trade activity, aged tickets for onboarding, client service and connectivity. 
  • Oversee the reporting out on results of business controls daily, weekly or monthly as required.
  • Demonstrate the capability to engage at high level strategic and operational release planning meetings, being able to clearly articulate what is needed from a reporting perspective to ensure the highest data quality is provided to regulators.
  • Conduct ongoing assessments on the current regulator and client reports to ensure that DTCC is following all the internal and external functional specifications.
  • Proactively work with internal departments to analyze and conduct assessments on the data reported to the trade repositories to identify areas to improve data quality and client experience.
  • Proactively create ad-hoc reporting for business on an as needed basis and proceduralize and automate if necessary
  • Keep updated with Industry updates and ensure internal stakeholders are kept updated.
  • Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior
  • Help management to instill a culture of continuous improvement
  • Working closely with stakeholders to plan and develop roadmap, scope, deliverables, required resources, work plan, budget, and timing for new initiatives
  • Proactively manage the risk, issue and change resolution process, and work with other leaders to take corrective action as needed; identify the ‘path to green’
  • Provide ongoing coaching and mentoring for team members; mentor, coach and effectively transfer expertise to others

**NOTE: The Primary Responsibilities of this role are not limited to the details above. **

Qualifications:

  • Bachelor's degree preferred or equivalent experience

Talents Needed for Success:

  • Minimum of 7 years of related experience
  • Previous experience in managing a global team
  • Stakeholder management
  • Process orientated
  • Experience with Excel, Powerpoint, and Power BI a plus

We offer top class training and development for you to be an asset in our organization!

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

About Company

Clearing & Securities Services group delivers world-class safety and soundness for the global financial services industry. The team provides DTCC’s portfolio of core securities business, including Institutional Trade processing and First Line Resilience and Control to facilitate better end-to-end planning and prioritization as well as enable more coordinated and seamless delivery of capabilities and services for our clients.

Company

With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC’s subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedInXYouTubeFacebook and Instagram.

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork.  When you join our team, you’ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It’s the chance to make a difference at a company that’s truly one of a kind.

Learn more about Clearance and Settlement by clicking here.

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