Controllers, Regulatory Controllers - Regulatory Reporting, Associate, Salt Lake City presso Asset & Wealth Management

We're a team of specialists charged with managing the firm’s liquidity, capital and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The division is ideal for collaborative individuals who have strong ethics and attention to detail. 

We're a team of specialists charged with managing the firm’s liquidity, capital and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The division is ideal for collaborative individuals who have strong ethics and attention to detail.  

Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated and public financial institution. In the Controllers Department, our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the regulations governing transactions in the financial markets. Candidates should expect challenging, multi-faceted assignments and the opportunities to work closely with business areas and senior management on a variety of accounting issues and to gain in-depth knowledge of key business drivers and industry dynamics.
 

Key Responsibilities:
•    Provide ownership and leadership over the derivatives related regulatory and US GAAP disclosure preparation, including SEC 10Q/K, FR Y-9C, Bank Call Report, FFIEC 009, FR Y-15, and FR 2510 
•    Provide oversight related to derivatives reconciliations and variance analytics
•    Streamline workflows with a strategic mindset
•    Collaborate extensively with other areas of the firm such as Product Controllers, Financial Reporting, Legal Entity Controllers, and Risk on various inquiries including variance commentaries, new product requests, strategic business initiatives, and automation / workflow enhancements
•    Drive new process implementation, control framework enhancements, and new disclosure requirements
•    Participate in various projects focused on financial and regulatory derivatives disclosures, streamlining processes and working with cross-functional teams
•    Liaise with external auditors/ regulatory authorities including proactive dialog around new guidance, changes to filing templates, interpretive matters and responding to inquiries
•    Perform an assessment of the effectiveness of internal controls over derivatives reporting
 

Basic Qualifications:
•    Undergraduate degree in Accounting and/or Finance
•    7-10 years of working experience in accounting; strong accounting background
•    CPA is Preferred
•    Strong analytical / interpersonal skills and a high proficiency with Microsoft software applications
•    Must possess strong written/verbal communication and organizational skills
•    Well-versed in US GAAP accounting and SEC reporting standards 
•    SEC / Federal Reserve regulatory reporting experience a plus   
•    Teamwork and collaboration-oriented, with the ability to work independently
•    Must demonstrate considerable energy, focus, drive, and a sense of urgency 
•    Ability to manage multiple tasks, operate within deadlines, and escalate when appropriate