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Brown Gren Abraham & McCracken, LLC · Denver, Estados Unidos De América · Hybrid

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FINRA Arbitration Attorney - U5 Expungement & Regulatory Defense

Titans Law · Denver, Estados Unidos De América · Hybrid

  • Escritório em Denver
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Description

Practice Law on Your Terms — With Titans Law

Titans Law is seeking an experienced attorney with a strong background in FINRA arbitration, U5 disputes, and regulatory defense to represent financial professionals in expungement proceedings and related matters.

This role is ideal for a lawyer who understands the reputational and career impact of U5 disclosures and has experience navigating FINRA arbitration procedures with precision and strategy.

About the Role

You will represent registered representatives, brokers, and financial professionals in:

  • FINRA arbitration proceedings
  • U5 defamation and wrongful termination disputes
  • Expungement hearings
  • Regulatory response strategy
  • Settlement negotiations with member firms
  • Case development, discovery, and evidentiary preparation

We are looking for someone comfortable handling matters independently from intake through final award.

The Freedom of a Solo. The Power of a Firm.

At Titans Law, you maintain professional autonomy while operating with the backing of structured infrastructure and operational support.

We provide the systems and client flow — so you can focus on advocacy, strategy, and results.

What We Provide

  • Westlaw + LexisNexis – Advanced legal research tools
  • Clio Practice Management – Efficient calendaring and case tracking
  • Firm Communication Systems – Professional client communications infrastructure
  • Marketing & Business Development – We handle client acquisition and deliver fully retained, prepared cases to you — so you get paid to focus on practicing law, not chasing clients.
  • Administrative & Operational Support – Support staff to reduce administrative burden

Why Titans Law?

We believe specialized advocates perform best when empowered — not micromanaged.

With Titans Law, you receive:

  • Autonomy over your caseload
  • Consistent, retained client matters
  • Structured operational support
  • Professional infrastructure
  • Financial opportunity without overhead

Protect reputations. Defend careers. Win arbitrations.

Apply today to join a firm built for high-level, strategic advocacy.

Requirements

  • Licensed attorney in good standing
  • Demonstrated experience in FINRA arbitration
  • Experience handling U5 expungement matters
  • Strong evidentiary presentation skills
  • Ability to manage arbitration proceedings independently
  • Understanding of broker-dealer regulatory framework preferred

Benefits

  • 401(k) with Employer Match – Long-term financial growth
  • Health, Dental & Vision Insurance – Comprehensive coverage options
  • Flexible Work Structure – Remote or hybrid flexibility
  • Paid CLEs & Licensing Support – Stay current in securities law
  • Technology Reimbursements – Work effectively from anywhere