Homeoffice Crypto Compliance Senior Audit Manager, US en OKX
OKX · New York City, Estados Unidos De América · Remote
- Senior
Who We Are
About the Opportunity
We are seeking a highly skilled and experienced Compliance Senior Manager, US, to oversee the execution of the compliance audit portfolio within the US market at OKX. In this critical role, you will provide guidance and knowledge overseeing the US regional internal audit activities as they relate to regulatory risks. This role is responsible for overseeing and executing internal audit projects, including risk-based audits, process evaluations, and control assessments to identify operational efficiencies and areas for improvement. You will be involved with the audit planning process, execution, reporting and remediation phase. Reporting to the Head of Internal Audit for the US region, you will be pivotal in ensuring a sound foundation from a third-line of defence perspective. The ideal candidate will have experience within an internal audit function by managing or executing compliance audits. This role will be based in New York, NY.
What You’ll Be Doing
- Work with Internal Audit leadership and business stakeholders to build risk-based and regulatory-focused audit plans aligning to company priorities.
- Experience conducting cryptocurrency and blockchain-related compliance audits around onboarding, ongoing transaction monitoring, trade and market surveillance, wallet security and initial coin offerings.
- Conduct regulatory audits to evaluate compliance with regional standards (e.g., CFTC, FinCEN, OCC,OFAC) recommendations
- Manage end-to-end audits, reviews, and any ad-hoc projects. Ensure audits follow professional standards and internal policies.
- Create and maintain documentation include reviewing and/or preparing process flowcharts and testing procedures for key controls.
- Recommend corrective actions and partner with control owners to ensure timely resolution of control deficiencies.
- Prepare clear, concise audit reports and present findings to senior leadership and business owners.
- Apply data-driven techniques to enhance audit effectiveness and identify control improvement opportunities.
- Stay up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective.
- Assist in responding to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process.
- Provide coaching and guidance on the professional development of the internal audit team.
What We Look For In You
- Bachelor's degree in Business, Legal, or a related field; a master's degree and professional certification (e.g., CPA, CIA, CAMS) will be preferred.
- Internal audit experience in a supervisory or managerial role, preferably within the cryptocurrency, technology, fintech, or financial services sectors.
- Compliance experience strongly preferred, does not require internal audit experience
- Industry experience with CFTC, consumer protection acts, OCC, SEC, FinCEN requirements.
- Excellent analytical skills with the ability to identify issues, root causes, and propose practical solutions.
- Effective communication and interpersonal skills to interact with stakeholders at all levels of the organization and facilitate issue remediation.
- Detail-oriented, risk and control mindset with the ability to manage multiple projects and priorities simultaneously.
- Proficiency in using audit and data analysis tools (Workiva, Chainalysis, Elliptic).
- Ability to work in a global context and coordinate with international teams.
- High level of integrity, professionalism, and ethical behaviour.
Perks & Benefits
- Competitive total compensation package
- L&D programs and Education subsidy for employees' growth and development
- Various team building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependants
- More that we love to tell you along the process!
OKX Statement:
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
- The salary range for this position is $171,000 - $257,000
- The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
