Hybrid IB Operations - Reporting Specialist en UBS
UBS · Nashville, Estados Unidos De América · Hybrid
- Junior
- Oficina en Nashville
Your role
Do you have strong data analytics skills? How about experience with risk and controls? Do you want every day to be different? How about high profile projects? Do you enjoy working in a nimble and challenging team to develop and deliver solutions to various challenges across divisions?
We’re looking for someone like this to work within the regional Regulatory Transaction Reporting (RTR) team supporting Quality Assurance role for Bluesheets reporting to regulators.
• Quality Assurance activities – Performing Completeness, Accuracy and Timeliness 'CAT' and Direct control testing for Bluesheets reporting to regulators within the determined timeframes and per the sampling guidelines. Ensure testing observations and results are recorded and presented to stakeholders as needed.
•Issue Management – Ensure observations noted during testing are thoroughly and appropriately reviewed and issues raised, as needed. This includes full understanding of the impact, population affected and root cause.
•Governance activities – Ensuring framework documentation is maintained and adhered to. Ensure process level documentation is maintained and reviewed timely.
Project Management activities – Assisting with end to end support around RTR initiatives including conducting initial impact analysis, tracking for deliverables and following up with management and RTR staff.
We’re looking for someone like this to work within the regional Regulatory Transaction Reporting (RTR) team supporting Quality Assurance role for Bluesheets reporting to regulators.
• Quality Assurance activities – Performing Completeness, Accuracy and Timeliness 'CAT' and Direct control testing for Bluesheets reporting to regulators within the determined timeframes and per the sampling guidelines. Ensure testing observations and results are recorded and presented to stakeholders as needed.
•Issue Management – Ensure observations noted during testing are thoroughly and appropriately reviewed and issues raised, as needed. This includes full understanding of the impact, population affected and root cause.
•Governance activities – Ensuring framework documentation is maintained and adhered to. Ensure process level documentation is maintained and reviewed timely.
Project Management activities – Assisting with end to end support around RTR initiatives including conducting initial impact analysis, tracking for deliverables and following up with management and RTR staff.
City
Nashville
Job Type
Full Time
Country / State
United States - Tennessee
Function Category
Operations
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You'll be working in the RTR team in Nashville.
Your expertise
• A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management
• inquisitive with analytical and risk-aware mindset
• excellent verbal and written communication skills
• team-oriented, while able to complete tasks independently
• securities background would be advantageous
• knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage
• experience in operational risk and control / operations / blue sheets/audit in the financial services industry
• escalation awareness
• innovative approach to solving day-to-day process problems
*LI-UBS
• inquisitive with analytical and risk-aware mindset
• excellent verbal and written communication skills
• team-oriented, while able to complete tasks independently
• securities background would be advantageous
• knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage
• experience in operational risk and control / operations / blue sheets/audit in the financial services industry
• escalation awareness
• innovative approach to solving day-to-day process problems
*LI-UBS
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
We have a presence in all major financial centers in more than 50 countries.
