Hybrid Senior Compliance Associate, Compliance Operations - Marketing and Advertising Compliance at Wealthfront
Wealthfront · Palo Alto, CA, · Hybrid
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Sponsored by DesignlabWealthfront is seeking an experienced and talented Senior Compliance Associate to join our Compliance Operations Team, with a specialized focus on marketing and advertising compliance. A successful candidate will ensure that all marketing and advertising communications comply with regulatory requirements, including the SEC Marketing Rule and FINRA Rule 2210. This role requires a strong understanding of financial products and services and the regulatory landscape governing marketing and communications in the investment services industry. This role will work closely with other members of the Legal and Compliance department and collaborate with all other departments including the Communications, Marketing, Product, Design, Engineering, Product Support, and People Operations teams.
