Senior Compliance Officer - Compliance Review & Education na Edward Jones

This job posting is anticipated to remain open for 30 days, from 12-Sep-2025. The posting may close early due to the volume of applicants.

Join a dynamic team of Compliance professionals within the Communication Review and Education (CRE) department, whose primary responsibilities are the final principal approval of retail communications as well as internal training content and internal messaging relating to firm business, products, and services. The scope of Communication Review and Education, includes firm and branch marketing materials, product partner materials and social media content. In partnership with departments across the firm, CRE ensures that firm communications are fair and balanced, comply with applicable industry rules and regulations and are consistent with the firm’s mission and purpose.

What You’ll Do:
The Senior Compliance Officer will review and provide the final principal approval of retail communications, as well as internal training content and internal messaging relating to firm business, products, and services. The Senior Compliance officer will be responsible for:

• Review of material submitted by branch teams, home office business areas & third party product partners to ensure compliance with regulatory rules & internal policies and procedures
• Review of training materials intended for financial advisors, BOAs, and home office associates
• Promoting a sense of partnership between compliance, branch teams and other business areas
• Routinely providing insights on compliance matters
• Leading or participating in projects
• Assisting in the creation and implementation of new or changed policies and procedures

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

What Experience You Need:

• Bachelor's degree or equivalent experience required
• Series 7 and 24 registrations required.
• Minimum 3 years of compliance experience
• Minimum 5 years of industry experience
• Strong written and verbal communication skills

• Comprehensive understanding of industry rules and regulations pertaining to relevant products and acceptable business practices. Ability to interpret emerging regulation, identify and respond to the impact on various Edward Jones products and processes
• Previous advertising/communications review, supervisory or compliance risk experience
• Current Series 4, 9, 10, 65 or 66 registrations.
• Graduate level degree or additional industry certification(s) is preferred.
• High critical thinking skills, sound judgment and systems thinking in order to manage multiple priorities, resources and initiatives.
• The ability to operate with a high degree of autonomy regarding prioritization of work, time management and decision making.