VP, Technology Audit, Internal Audit na Tradeweb Europe Limited

Company Description

Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world’s largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.

Creative collaboration and sharp client focus have helped fuel our organic growth. We facilitated average daily trading volume (ADV) of more than $2.2 trillion over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025.

Since its IPO in 2019, Tradeweb has completed four acquisitions and doubled its revenue – and 2024 was its 25th consecutive year of record revenues.

Tradeweb is a great place to work, recognized in 2024 by Forbes as one of America’s Best Companies (2024) and by U.S. News & World Report as one of the Best Financial Services Companies to Work For.

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf

Group Details

Tradeweb is seeking a VP, Technology, Internal Audit to take on a key role within Tradeweb’s growing Internal Audit Department. This role will report directly to Director, Technology Audit, Internal Audit. 

This role offers the opportunity to manage technology audits for a cutting-edge financial services company, including working with senior leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting; assisting the annual planning process to deliver the Internal Audit Plan; and managing and coaching other members of the team. 

Job Responsibilities

• Collaborate with the Business audit and other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan
• Support the Director of Technology Audit in maintaining an up-to-date and comprehensive Technology Audit Universe which incorporates all key technology risk areas for Tradeweb
• Manage end-to-end delivery of technology audits, advisory and other types of engagements with responsibility for all stages from planning through report issuance
• Collaborate with the Business, Data Analytics and Professional Practices audit teams to develop and run a continuous audit program
• Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology
• Supervise and coach team members and monitor their performance against internal audit methodology requirements 
• Perform manager reviews of audit work performed by team members and follow up review comments to completion to ensure quality standards, as defined in the internal audit methodology, are met
• Follow-up open audit issues with stakeholders on a regular basis to manage the issue pipeline in a proactive manner
• Interact regularly with key technology stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process
• Collaborate with the second line (e.g. Risk) team to leverage off synergies, identify key areas of audit focus and provide insightful and timely advice and assurance to management
• Prepare management update dashboards, emails, slide decks and deliver presentations or attend meetings to represent Internal Audit, as required
• Manage the performance of team members against functional and individual goals
• Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently
• Assist in the completion of other areas of the Internal Audit mandate, as required

Qualifications

• Bachelor’s degree in Accounting, Finance, Mathematics, Information Systems, Engineering 
• Internal Audit and / or public accounting experience (minimum 5 years)
• Analytical, critical thinking and problem solving skills
• Ability to think big picture and identify linkages across projects
• Strong interpersonal and communication skills and desire to work collaboratively
• Basic to intermediate level of data analytics skills and experience
• Strong understanding and experience of technology audit concepts and industry standards such as COBIT 
• Strong organizational and project management skills
• Good understanding of the Sarbanes-Oxley Act, Section 404 requirements
• Knowledge of accounting best practices; CPA, CIMA or CIA certification a plus
• Technology audit certifications, such as CISA, a plus

Additional Information
 
Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:  

• Health Insurance: Highly competitive medical, dental, and vision programs 
• Hybrid Environment: Our employees have the flexibility of working in the office and from home. 
• Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members. 
• Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.  
• Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute. 
• The current pay range for this role if performed in the city of New York is currently $105,000 to $235,000 per year, based on a regular, full-time schedule.  The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.