Hybrid Trading Surveillance Analyst na Sempra Infrastructure

Primary Purpose
Responsible for ensuring the Trade Surveillance system coverage and capabilities remain fit for purpose to meet regulatory requirements and internal risk assessments. The Trading Surveillance Analyst will maintain a prioritized backlog ensuring business stakeholders, compliance and risk managers are fully informed of the Trade Surveillance. Support the overall Trading Compliance Program to support the company's commitment to regulatory compliance.

Duties and Responsibilities

• Independently monitors daily power, natural gas, and renewable transactions across the organization to help ensure compliance with laws, regulations, and exchange rules; reviews any issues with trader(s) and/or trading desk(s) managers and escalates as necessary.
• Enhances, tests, and implements processes and tools to continuously improve the organizations monitoring capabilities and adapts the program to changes in the business and external laws and regulations; assists with the identification and creation of new surveillance reports.
• Monitors and analyze daily position limit production reports, and daily trading activities in the system.
• Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions to determine that the monitoring system incorporates up-to-date techniques and addresses advanced market abuses.
• Ensure effective remediation of non-compliant situations within assigned areas, maintaining data repository and associated testing of effectiveness.
• Works with other Control functions to help ensure compliance with regulations and rules set by various external regulatory agencies.
• Assist in investigations of potential issues as necessary.
• Assist with the preparation of regulatory compliance reports and responses as required.
• Performs other duties as assigned (no more than 5% of duties).

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