Remote Senior Manager, Exams & Audit Management na Okx
Okx · NORAM; San Francisco, California; San Jose, California, United Sta, Estados Unidos Da América · Remote
Who We Are
- Centralize and standardize audit/exam processes to improve coordination, consistency, and quality across business lines.
- Reduce risk and friction by maintaining a centralized repository of exam artifacts and an efficient audit response process.
- Accelerate remediation cycles by implementing robust issue tracking, escalation, and resolution mechanisms.
- Enhance regulatory readiness through proactive preparedness exercises, trend analysis, and alignment with regulatory expectations.
- Strengthen stakeholder engagement by providing clear status updates, subject matter support, and risk-based recommendations.
- Lead the audit/exam lifecycle, including planning, stakeholder engagement, evidence collection, submission, reporting, and closeout.
- Build and maintain an Audit/Exam library, serving as a single source of truth for exam history, findings, and artifacts.
- Coordinate engagement with regulators, third-party auditors, internal audit teams, and business partners to ensure structured and timely responses.
- Support compliance issue resolution, leveraging risk-based methodologies to define actions, timelines, milestones, and closure verification.
- Design and enforce SLAs and escalation protocols for audit and exam deliverables, ensuring transparency across the Lines of Defense.
- Conduct risk-based reviews and table-top preparedness exercises to identify gaps, test processes, and validate readiness for exams and audits.
- Serve as liaison for consent orders and regulatory remediation programs, supporting senior management in execution and monitoring.
- Deliver regular reporting to senior leadership and governance bodies, highlighting status, findings, remediation progress, and emerging risks.
- Optimize audit/exam processes and tools, recommending improvements to increase scalability, reduce business disruption, and accelerate turnaround.
- Mentor and develop team members, fostering strong project management capabilities, regulatory knowledge, and cross-functional collaboration.
What We Look For In You:
- 6+ years of experience in compliance, risk management, internal audit, or a related governance role within financial services or fintech; with experience managing audits and assisting with regulatory exams.
- Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end processes and controls.
- Have familiarity with AML, money transmission, privacy, and consumer protection regulations, and industry best practices.
- Excellent communication and presentation skills and ability to interact and lead discussions comfortably with stakeholders, senior levels of management and regulators.
- Ability to establish goals and objectives that support delivery execution for multiple teams.
- Proficient analytical and problem-solving skills, with an ability to analyze data, identify trends, and evaluate risk scenarios effectively
- Have excellent organizational skills with high attention to detail.
- Undergraduate degree preferred
- Professional certifications (e.g., CAMS, PMP, CRCM).
- Experience in the crypto or digital assets sector, with familiarity around the regulatory landscape for virtual asset service providers (VASPs).
- Track record of successfully implementing cross-functional remediation programs, including those involving technology and product-driven solutions.
- Competitive total compensation package
- L&D programs and Education subsidy for employees' growth and development
- Various team building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependants
- More that we love to tell you along the process!
- The salary range for this position is $143,000 - $257,000
- The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.